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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-10-09 |
| TX | RA | APPROVED_RES | 2024-10-09 |
Branch Locations
350 East St John Street, Spartanburg, SC 29302 • United States
350 East Saint John Street, Spartanburg, SC 29302 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc | Lake St Louis | MO | 05/2016 | 10/2024 |
| Lpl Financial Llc | Spartanburg | SC | 10/2024 | Present |
1) 09/2024 - Walker, Higgins and Associates Wealth Management, LLC / Insurance Agency / Inv. Related / Spartanburg, SC / Start date 01/01/1999 - 5% Time Spent 2) 09/2024 - Walker, Higgins and Associates Wealth Management, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 3) 09/2024 - Walker, Higgins and Associates Wealth Management, LLC / Non-Variable Insurance / Inv. Related / Spartanburg, SC / Start date 01/01/1999 - 180 Hrs per month - 5 % Time Spent 4) 09/2024 - MCS Wealth Management, LLC / Business Entity For Tax/Investment Purposes Only / Non Inv. Related / Spartanburg, SC / Start date 12/03/2021 - 180 hrs per month - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-12-27 |
| S66 | Uniform Combined State Law Examination | 2011-07-11 |
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