Daniel Dileo

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-05-17
FL	RA	APPROVED	2008-07-02

TX RA
APPROVED_RES

Since 2017-05-17
FL RA
APPROVED

Since 2008-07-02

Branch Locations

11780 U.S. Highway 1 Suite N101, North Palm Beach, FL 33408 • United States

Palm Beach Gardens, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	North Palm Gardens	FL	10/2007	Present

10/2007 → Present

Oppenheimer & Co. Inc.

North Palm Gardens, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-27
S63	Uniform Securities Agent State Law Examination	2005-05-23

S65 Uniform Investment Adviser Law Examination

2008-06-27
S63 Uniform Securities Agent State Law Examination

2005-05-23

View on SEC IAPD

Employer firm

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

Nearby Firms

Nearby Investors

Nearby Offices

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