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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-14 |
| OH | RA | APPROVED | 2016-06-23 |
Branch Locations
800 Ashland Road, Mansfield, OH 44905 • United States
1094 Lexington Avenue, Mansfield, OH 44907 • United States
115 St Rte 3, Sunbury, OH 43074 • United States
141 N. Walnut Street, Wooster, OH 44691 • United States
1353 Claremont Avenue, Ashland, OH 44805 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Ashland | OH | 06/2016 | Present |
| Jpmorgan Chase Bank, N.A. | Ashland | OH | 06/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-23 |
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