Jose Carlos Zuniga Becerra

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-08-26
TX	RA	APPROVED	2019-08-19

FL RA
APPROVED

Since 2019-08-26
TX RA
APPROVED

Since 2019-08-19

Branch Locations

4200 Alafaya Trail, Oviedo, FL 32765 • United States

2434 E Colonial Dr, Orlando, FL 32803 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Orlando	FL	08/2013	Present

08/2013 → Present

Wells Fargo Clearing Services, Llc

Orlando, FL

Previous Registrations

2013-02-13 → 2019-09-10

Raymond James & Associates, Inc.

Winter Park, FL
2004-09-13 → 2013-02-13

Morgan Keegan & Company, Llc

Winter Park, FL

Gainesville, FL

Orlando, FL

Deland, FL

Winter Park, FL

Winter Park, FL

Kissimmee, FL

Kissimmee, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-09

S66 Uniform Combined State Law Examination

2004-09-09

Designations

Certified Financial Planner

Other Names

Jose Zuniga
Jose Zuniga Becerra
Jose Carlos Zuniga
Jose C Zuniga

View on SEC IAPD