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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-12-10
  • MI RA
    APPROVED
    Since 2014-12-10

Branch Locations

141 E. Michigan Avenue Suite 203, Kalamazoo, MI 49007 • United States

3501 Lake Eastbrook Blvd Se Suite 335, Grand Rapids, MI 49546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2007 06/2020
Equitable Advisors, Llc New York NY 05/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-08
S63 Uniform Securities Agent State Law Examination 2007-02-19
  • S65 Uniform Investment Adviser Law Examination
    2014-12-08
  • S63 Uniform Securities Agent State Law Examination
    2007-02-19

View on SEC IAPD

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