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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-12-09 |
Branch Locations
7111 N Fresno St Ste 260, Fresno, CA 93720 • United States
Clovis, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fresno | CA | 11/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Fresno | CA | 03/2020 | Present |
Outside Employment; Soccer Referee; Soccer referee -; Soccer Referee; no address, ,; Not Investment-Related; 12/11/2017; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-29 |
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