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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-16
UT RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2014-12-16
  • UT RA
    APPROVED
    Since 2009-01-02

Branch Locations

13907 S Minuteman Dr Suite 200, Draper, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Investment Advisory Svcs Draper UT 08/1999 Present
Raymond James Financial Services, Inc. Draper UT 05/2004 Present
Raymond James Financial Services Advisors, Inc Draper UT 01/2009 Present
Ljias, Llc Draper UT 11/2015 Present
  • 08/1999 → Present
    Johnson Investment Advisory Svcs
    Draper, UT
  • 05/2004 → Present
    Raymond James Financial Services, Inc.
    Draper, UT
  • 01/2009 → Present
    Draper, UT
  • 11/2015 → Present
    Ljias, Llc
    Draper, UT
Other Businesses

(1)Name of Business: Address: 13907 S Minuteman Dr Ste 200, Draper, UT, 84020, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/09/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-agent with outside partner (2)Name of Business: LJIAS, LLC Address: 13907 S Minuteman Dr, Suite 2000, Draper, UT, 84020, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/17/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of LLC for payroll purposes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-08
S63 Uniform Securities Agent State Law Examination 2004-06-21
  • S65 Uniform Investment Adviser Law Examination
    2004-09-08
  • S63 Uniform Securities Agent State Law Examination
    2004-06-21

View on SEC IAPD

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