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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
LA RA APPROVED 2015-06-12
OH RA APPROVED 2015-05-19
NC RA APPROVED 2015-05-18
TX RA APPROVED 2015-05-18
  • NY RA
    APPROVED
    Since 2021-05-03
  • LA RA
    APPROVED
    Since 2015-06-12
  • OH RA
    APPROVED
    Since 2015-05-19
  • NC RA
    APPROVED
    Since 2015-05-18
  • TX RA
    APPROVED
    Since 2015-05-18

Branch Locations

Scarsdale, NY • United States

925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 05/2015 Present
Jpmorgan Chase Bank Na New York NY 05/2015 Present
Previous Registrations
  • 2013-04-08 → 2015-06-11
    Barclays Capital Inc.
    New York, NY
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-05
S63 Uniform Securities Agent State Law Examination 2004-09-22
  • S65 Uniform Investment Adviser Law Examination
    2013-04-05
  • S63 Uniform Securities Agent State Law Examination
    2004-09-22

View on SEC IAPD

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