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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-11-11
  • PA RA
    APPROVED
    Since 2011-11-11

Branch Locations

160 S Broad St, Grove City, PA 16127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephen Gould Grove City PA 12/2004 09/2017
Northwestern Mutual Investment Services, Llc Pittsburgh PA 01/2005 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2017 Present
  • 12/2004 → 09/2017
    Stephen Gould
    Grove City, PA
  • 01/2005 → Present
    Pittsburgh, PA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2017 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Other Businesses

1. YMCA, NON-INVESTMENT, 543 E. MAIN ST. GROVE CITY, PA. FITNESS CLUB. SPINNING INSTRUCTOR. STARTED 3/1/07. 4 DAYS/WK. SPINNING COURSE INSTRUCTOR. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 3. OWNER, LMJG ENTERPRISES, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 9/29/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. 50% OWNER, LMJG ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/29/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. 100% OWNER, HAPPY LETTUCE ENTERPRISES, LLC, LEGAL ENTITY, START DATE: 07/19/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-03-25
  • S63 Uniform Securities Agent State Law Examination
    2005-03-25
Designations
  • Chartered Financial Consultant
Other Names
  • Luke Reed Michael

View on SEC IAPD

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