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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-29 |
Branch Locations
301 North Elm Street, Greensboro, NC 27401 • United States
701 Green Valley Road Suite 100, Greensboro, NC 27408 • United States
3001 Academy Road Ste 110, Durham, NC 27707 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Linda P Erickson, Cfp Dba Erickson Advisors | Greensboro | NC | 08/2003 | Present |
| J. Beau Bennett, Llc Dba Beau Catering | Hillsborough | NC | 05/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| J Beau Bennett Llc Dba Little Gem | Chapel Hill | NC | 08/2025 | Present |
(1) NAME OF OTHER BUSINESS: ERICKSON ADVISORS LLC, DBA; ERICKSON ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; POSITION/TITLE/RELATIONSHIP: OWNER & PRESIDENT; START DATE: 1/1/2026 APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OWNER ONLY, NOT IAR AT ERICKSON; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2003; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; (3) NAME OF OTHER BUSINESS: J. BEAU BENNETT, LLC. DBA BEAU CATERING; INVESTMENT RELATED: NO; ADDRESS: 500 VALLEY FORGE ROAD. HILLSBOROUGH, NC 27278; NATURE OF BUSINESS: CATERING COMPANY; START DATE: 5/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FULL OWNER , CATERING COMPANY; 4) NAME OF OTHER BUSINESS: J BEAU BENNETT LLC DBA LITTLE GEM; INVESTMENT RELATED: NO; ADDRESS: 630 WEAVER DIARY ROAD, STE 102, CHAPEL HILL, NC 27514; NATURE OF BUSINESS: CATERING COMPANY; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER, NO ACTIVE DUTIES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-17 |
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