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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-29
  • NC RA
    APPROVED
    Since 2023-06-29

Branch Locations

301 North Elm Street, Greensboro, NC 27401 • United States

701 Green Valley Road Suite 100, Greensboro, NC 27408 • United States

3001 Academy Road Ste 110, Durham, NC 27707 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Linda P Erickson, Cfp Dba Erickson Advisors Greensboro NC 08/2003 Present
J. Beau Bennett, Llc Dba Beau Catering Hillsborough NC 05/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
J Beau Bennett Llc Dba Little Gem Chapel Hill NC 08/2025 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2003 → Present
    Linda P Erickson, Cfp Dba Erickson Advisors
    Greensboro, NC
  • 05/2022 → Present
    J. Beau Bennett, Llc Dba Beau Catering
    Hillsborough, NC
  • 06/2023 → Present
    Schaumburg, IL
  • 08/2025 → Present
    J Beau Bennett Llc Dba Little Gem
    Chapel Hill, NC
Previous Registrations
  • 2006-07-31 → 2019-12-05
    Erickson Advisors
    Greensboro, NC
Other Businesses

(1) NAME OF OTHER BUSINESS: ERICKSON ADVISORS LLC, DBA; ERICKSON ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; POSITION/TITLE/RELATIONSHIP: OWNER & PRESIDENT; START DATE: 1/1/2026 APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OWNER ONLY, NOT IAR AT ERICKSON; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2003; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; (3) NAME OF OTHER BUSINESS: J. BEAU BENNETT, LLC. DBA BEAU CATERING; INVESTMENT RELATED: NO; ADDRESS: 500 VALLEY FORGE ROAD. HILLSBOROUGH, NC 27278; NATURE OF BUSINESS: CATERING COMPANY; START DATE: 5/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FULL OWNER , CATERING COMPANY; 4) NAME OF OTHER BUSINESS: J BEAU BENNETT LLC DBA LITTLE GEM; INVESTMENT RELATED: NO; ADDRESS: 630 WEAVER DIARY ROAD, STE 102, CHAPEL HILL, NC 27514; NATURE OF BUSINESS: CATERING COMPANY; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER, NO ACTIVE DUTIES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-08
S63 Uniform Securities Agent State Law Examination 2004-09-17
  • S65 Uniform Investment Adviser Law Examination
    2005-11-08
  • S63 Uniform Securities Agent State Law Examination
    2004-09-17
Other Names
  • Lauren Erickson
  • Lauren Page Erickson
  • Lauren Page Erickson

View on SEC IAPD

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