Joseph H Katelman

Current Employers

Employment History

• 07/2016 → 08/2021
  Ubs Financial Services Inc.
  West Des Moines, IA
• 08/2021 → Present
  Lpl Financial, Llc
  Des Moines, IA
• 08/2021 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-09-15 → 2021-08-16
  Ubs Financial Services Inc.
  West Des Moines, IA

Other Businesses

1. 8/5/2021 - Bonnie Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/16/2021 - 160 Hours Per Month During Securities Trading - 160 Hours Per Month/During Securities Trading - Time Spent 100%. 2. 8/12/2021 - Private Advisor Group - DBA: (Hybrid) Bonnie Capital - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 8/16/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/12/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/01/2021 - 60 Hours Per Month/3 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2016-09-15

Other Names

• Joseph Hopka Katelman