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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-03-28
CT RA APPROVED 2005-09-27
  • TX RA
    APPROVED
    Since 2006-03-28
  • CT RA
    APPROVED
    Since 2005-09-27

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Hartford CT 02/2010 Present
Previous Registrations
  • 2005-01-03 → 2005-09-14
    Morgan Stanley Dw Inc.
    Hartford, CT
Other Businesses

1. Roskear Farm Owners Association, Board of Directors - treasurer, Treasure -collect HOA dues and pay the common street bills (lawn service, plowing, etc)start date-1/1/2019, SimsburyCT United States-06070.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-28
  • S66 Uniform Combined State Law Examination
    2004-12-28

View on SEC IAPD

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