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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-08-26 |
| NM | RA | APPROVED | 2025-10-07 |
| ME | RA | APPROVED | 2025-03-31 |
| KS | RA | APPROVED | 2024-10-28 |
| AL | RA | APPROVED | 2024-10-17 |
| UT | RA | APPROVED | 2024-05-02 |
| ID | RA | APPROVED | 2023-11-22 |
| LA | RA | APPROVED | 2023-08-04 |
| MO | RA | APPROVED | 2023-06-08 |
| OK | RA | APPROVED | 2023-06-06 |
| NH | RA | APPROVED | 2023-04-12 |
| RI | RA | APPROVED | 2022-07-13 |
| MS | RA | APPROVED | 2022-05-12 |
| KY | RA | APPROVED | 2022-02-02 |
| CO | RA | APPROVED | 2021-08-23 |
| SC | RA | APPROVED | 2021-06-30 |
| IN | RA | APPROVED | 2021-06-01 |
| GA | RA | APPROVED | 2021-05-13 |
| NY | RA | APPROVED | 2021-04-16 |
| NC | RA | APPROVED | 2021-03-29 |
| NV | RA | APPROVED | 2021-02-10 |
| OR | RA | APPROVED | 2021-02-03 |
| MA | RA | APPROVED | 2021-01-12 |
| WI | RA | APPROVED | 2020-12-14 |
| AZ | RA | APPROVED | 2020-11-12 |
| MN | RA | APPROVED | 2020-07-21 |
| DC | RA | APPROVED | 2020-05-13 |
| IL | RA | APPROVED | 2020-05-05 |
| CT | RA | APPROVED | 2020-04-29 |
| CA | RA | APPROVED | 2020-04-28 |
| FL | RA | APPROVED | 2020-04-28 |
| MD | RA | APPROVED | 2020-04-28 |
| OH | RA | APPROVED | 2020-04-28 |
| VA | RA | APPROVED | 2020-04-28 |
| WA | RA | APPROVED | 2020-04-27 |
| MI | RA | APPROVED | 2019-09-27 |
| NJ | RA | APPROVED | 2018-11-07 |
| PA | RA | APPROVED | 2018-11-07 |
| TX | RA | APPROVED_RES | 2018-11-06 |
Branch Locations
150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States
Media, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Co Of America | Devon | PA | 11/2007 | 08/2019 |
| Park Ave Securities | Devon | PA | 12/2007 | 08/2019 |
| Guardian Life Insurance Company | King Of Prussia | PA | 08/2019 | Present |
| Park Avenue Securities | King Of Prussia | PA | 08/2019 | Present |
| Guardian Life Insurance Company | Media | PA | 06/2024 | Present |
| Park Avenue Securities | Media | PA | 06/2024 | Present |
1. Insurance Products outside of Guardian, Start: 04/01/2009, Nature: Insurance products outside of Guardian, Address: 150 S. Warner Rd Suite 120 King of Prussia, PA 19406, Duties: Independent Contractor/Broker selling insurance outside of Guardian, 5 total hours per month; 5 during securities trading hours, Investment related, 2. Rental Property, Start: 08/15/2021, Address:433 Kitsys Pt Corolla, NC 27927 10 total hours per month; 0 during securities trading hours, Investment related, More than 10% annual compensation, 3. USAFrance Services, LLC, Start: 07/21/2025, Address: 990 Biscayne Blvd Suite 1402 Miami, FL 33132, 20 total hours per month; 20 during securities trading hours, Not Investment related, Less than 10% annual compensation, 4. USAFrance Risk Management LLC, Nature: Insurance Sales of Property & Casualty, Start Date: 6/14/26, Address: 150 S. Warner Rd Suite 120 King of Prussia, PA 19406, Duties: Owner, 5 total hours per month; 5 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-09-23 |
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