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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-12
CA RA APPROVED 2013-06-25
  • TX RA
    APPROVED
    Since 2025-06-12
  • CA RA
    APPROVED
    Since 2013-06-25

Branch Locations

940 South Coast Drive Suite 125, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group Pasadena CA 05/2013 Present
Stonekimbro Irvine CA 03/2022 Present
  • 05/2013 → Present
    Independent Financial Group
    Pasadena, CA
  • 03/2022 → Present
    Stonekimbro
    Irvine, CA
Previous Registrations
  • 2022-03-09 → 2025-06-19
    Stonekimbro
    Costa Mesa, CA
Other Businesses

(1) TROY FOLK, CFP, EA POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2014 ADDRESS: 940 South Coast Dr., Suite 125, Costa Mesa CA 92626, United States DESCRIPTION: 100% OWNER OF TROY FOLK, CFP, EA SOLE PROPRIETOR OFFERING TAX PREPARATIONG AND ANALYSIS, ESTATE PLAN DELIVERY, NOTARIES, SALES OF FIXED LIFE INSURANCE, LONG TERM CARE, AND HEALTH INSURANCE SINCE 2014. INVESTMENT RELATED. 15% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (2) STONEKIMBRO FINANCIAL SERVICES POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 10 START DATE: 10/27/2020 ADDRESS: 940 South Coast Dr., Suite 125, Costa Mesa CA 92626, United States DESCRIPTION: REGISTERED REPRESENTATIVE AT DBA STONEKIMBRO FINANCIAL SERVICES SINCE 10/27/20. INVESTMENT RELATED.85% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. Replacement of Stonetapert DBA name: (3) STONEKIMBRO POSITION: Independent Contractor NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/23/2022 ADDRESS: 825 Colorado Blvd., Suite 201, Los Angeles CA 90041, United States DESCRIPTION: Financial Advisor for RIA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-24
  • S66 Uniform Combined State Law Examination
    2013-06-24
Designations

View on SEC IAPD

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