Harold Vincent Laudien

Current Employers

Employment History

• 02/2010 → Present
  Lpl Financial Llc
  Hamilton, NJ
• 11/2021 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2007-08-10 → 2010-02-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Princeton, NJ
• 2005-11-21 → 2007-08-16
  A. G. Edwards & Sons, Inc.
  Princeton, NJ
• 2005-02-18 → 2005-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Somerset, NJ

Other Businesses

1. 02/05/2010: Mercer Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/12/2011: No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Time Spent 1% - Collect a flat monthly fee from another LPL representative for the shared use of office space, supplies, etc. in order to create a shared resources environment. 3. 7/9/2020 - EMS Properties, LLC - Investment Related - 2312 Whitehorse Mercerville Rd, Suite 206, Hamilton, NJ 08619 - Real Estate Rental - 1 Hour Per Month/0 Hours During Securities Trading - Lease private office space. 4. 12/15/2021 - Private Advisor Group - DBA: (Hybrid) Mercer Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 12/01/2021 - 160 Hours Per Month/130 Hours During Securities Trading. 5. 12/15/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 12/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 08/19/2022 - MERCER WM, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 07/31/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-17

Other Names

• Harold Laudien