Best Investors Account Sign in

Jane N Chen

Wells Fargo Clearing Services, LLC

Burlingame, CA

Palo Alto, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-10
TX RA APPROVED_RES 2017-04-21
  • CA RA
    APPROVED
    Since 2018-08-10
  • TX RA
    APPROVED_RES
    Since 2017-04-21

Branch Locations

1435 Burlingame Ave, Burlingame, CA 94010 • United States

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. San Jose CA 06/2003 01/2017
Wells Fargo Clearing Services, Llc Burlingame CA 03/2017 Present
Other Businesses

RENTAL PROPERTY, INV RELATED, SAN FRANCISCO, CA, 100% OWNERSHIP WITH SPOUSE, START 3/13/2017, ZERO HOURS PER MONTH, LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-31
S63 Uniform Securities Agent State Law Examination 2002-03-28
  • S65 Uniform Investment Adviser Law Examination
    2018-05-31
  • S63 Uniform Securities Agent State Law Examination
    2002-03-28

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
JARIS ASSET MANAGEMENT
HOMEBREW VENTURES
YK BIOVENTURES
J.P. MORGAN SECURITIES LLC
INDEPENDENCE SQUARE HOLDINGS, LLC
REFACTOR CAPITAL MANAGEMENT, LLC
POPLAR POINT CAPITAL MANAGEMENT LLC

Other Investors

KONSTANTINOS STATHOPOULOS
ASEL VLADYCHKIN
JONATHAN REYNOLDS
JOHN ROBERT OGILVIE
DARRIN ANDREW CHOW
RICHA RASTOGI
JACKSON WILLIAMS KEMPKER
ELENA NETTA FASSIO

Other Offices

STRATEGIC ADVISERS LLC · BURLINGAME, CA
JARIS ASSET MANAGEMENT · BURLINGAME, CA
HOMEBREW VENTURES · BURLINGAME, CA
YK BIOVENTURES · BURLINGAME, CA
J.P. MORGAN SECURITIES LLC · BURLINGAME, CA
INDEPENDENCE SQUARE HOLDINGS, LLC · Burlingame, CA
REFACTOR CAPITAL MANAGEMENT, LLC · BURLINGAME, CA
POPLAR POINT CAPITAL MANAGEMENT LLC · BURLINGAME, CA

More in Burlingame, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor