Rodney Mario Webster

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

CRD 4805886

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-07-16
CA	RA	APPROVED	2011-08-22

TX RA
APPROVED_RES

Since 2018-07-16
CA RA
APPROVED

Since 2011-08-22

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

Madera, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Fresno	CA	04/2011	11/2016
Wells Fargo Bank, N.A.	Fresno	CA	08/2000	Present
Wells Fargo Clearing Services, Llc	Fresno	CA	11/2016	Present

04/2011 → 11/2016

Wells Fargo Advisors, Llc

Fresno, CA
08/2000 → Present

Wells Fargo Bank, N.A.

Fresno, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Fresno, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-08

S66 Uniform Combined State Law Examination

2011-08-08

View on SEC IAPD

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