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Nicholas Michael Mueller

D.A. Davidson & Co.

Lino Lakes, MN

Denver, CO

CRD 4805825

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-03
  • MN RA
    APPROVED
    Since 2025-03-03

Branch Locations

Lino Lakes, MN • United States

1550 Market Street Suite 300, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc Saint Paul MN 08/2007 05/2022
Advisor Group Oakdale MN 05/2022 05/2024
Osaic Wealth, Inc. Jersey City NJ 01/2024 05/2024
D.A. Davidson & Co. Denver CO 07/2024 Present
Unemployed Lino Lakes MN 05/2024 06/2024
  • 08/2007 → 05/2022
    U.S. Bancorp Investments, Inc
    Saint Paul, MN
  • 05/2022 → 05/2024
    Advisor Group
    Oakdale, MN
  • 01/2024 → 05/2024
    Osaic Wealth, Inc.
    Jersey City, NJ
  • 07/2024 → Present
    D.A. Davidson & Co.
    Denver, CO
  • 05/2024 → 06/2024
    Unemployed
    Lino Lakes, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
  • S66 Uniform Combined State Law Examination
    2025-02-28
Other Names
  • Nick Mueller

View on SEC IAPD

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