Jarret Michael Shattuck

East Grand Rapids, MI

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Current Employers

Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2020-10-15

MI RA
APPROVED

Since 2020-10-15

Branch Locations

690 Lee Road, Wayne, PA 19087 • United States

East Grand Rapids, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nuveen Investments	Chicago	IL	09/2014	01/2020
Raymond James & Associates	Grand Rapids	MI	08/2020	10/2020
Unemployed	Franklin	MI	02/2020	07/2020
Hartford Funds Distributors, Llc	Wayne	PA	10/2020	Present

09/2014 → 01/2020

Nuveen Investments

Chicago, IL
08/2020 → 10/2020

Raymond James & Associates

Grand Rapids, MI
02/2020 → 07/2020

Unemployed

Franklin, MI
10/2020 → Present

Hartford Funds Distributors, Llc

Wayne, PA

Previous Registrations

2020-09-15 → 2020-10-02

Raymond James & Associates, Inc.

Grand Rapids, MI
2014-11-14 → 2020-01-15

Nuveen Asset Management, Llc

Clyde Hill, WA

Chicago, IL
2011-10-10 → 2014-09-26

Advisors Asset Management, Inc.

Holland, MI

San Diego, CA

Seattle, WA

Clyde Hill, WA
2010-03-30 → 2011-09-26

Morgan Stanley

Grand Rapids, MI
2009-02-13 → 2010-01-08

Zacks Investment Management, Inc.

Chicago, IL
2004-08-20 → 2008-11-04

Guggenheim Investments

Chicago, IL

Lisle, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-12
S63	Uniform Securities Agent State Law Examination	2004-07-14

S66 Uniform Combined State Law Examination

2004-08-12
S63 Uniform Securities Agent State Law Examination

2004-07-14

Other Names

Jarret Michael Shattuck
Jarret Shattuck

View on SEC IAPD

Other Firms

ADDIS & HILL, INCORPORATED

CHARLES SCHWAB & CO., INC.

PNC WEALTH MANAGEMENT LLC

HORNOR, TOWNSEND & KENT, LLC

TODOROW CAPITAL PARTNERS LLC

HARVEST FUND ADVISORS LLC

ACT CAPITAL MANAGEMENT, LLC

FOCUS PARTNERS WEALTH, LLC

Other Investors

Kelly F Bashore

KENT RUSSELL ADDIS

Flynn Michael Ryan

PETER MASTROMARCO

KENNETH WAYNE LISKEY

Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA

CHARLES SCHWAB & CO., INC. · Wayne, PA

PNC WEALTH MANAGEMENT LLC · Wayne, PA

HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA

TODOROW CAPITAL PARTNERS LLC · WAYNE, PA

HARVEST FUND ADVISORS LLC · WAYNE, PA

ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA

FOCUS PARTNERS WEALTH, LLC · Wayne, PA

More in Wayne, PA

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