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Katharine Emory Osborne

Corient

Charlotte, NC

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-28
TX RA APPROVED 2025-03-28
  • NC RA
    APPROVED
    Since 2025-03-28
  • TX RA
    APPROVED
    Since 2025-03-28

Branch Locations

4201 Congress Street Suite 240, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Charlotte NC 05/2009 03/2025
Corient Charlotte NC 03/2025 Present
Corient Services Llc Miami FL 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-21
S63 Uniform Securities Agent State Law Examination 2004-06-25
  • S66 Uniform Combined State Law Examination
    2009-12-21
  • S63 Uniform Securities Agent State Law Examination
    2004-06-25
Designations
Other Names
  • Katherine Emory
  • Katharine Adair Emory
  • Katharine Adair Osborne

View on SEC IAPD

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