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Sean Thomas Mcclay

Stm Asset Management LLC

Fairhope, AL

CRD 4805551

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Employer firm

Stm Asset Management LLC CRD 150213

$56.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • 401K SERVICES STM ASSET MANAGEMENT PROVIDES CONSULTATIVE SERVICES AS WELL AS MODEL MANAGEMENT TO 401K EMPLOYERS.

From the firm’s Form ADV. Read the guides:

Current Employers
Stm Asset Management Llc

Fairhope, AL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-13
LA RA APPROVED 2024-01-09
AL RA APPROVED 2009-06-16
  • FL RA
    APPROVED
    Since 2025-05-13
  • LA RA
    APPROVED
    Since 2024-01-09
  • AL RA
    APPROVED
    Since 2009-06-16

Branch Locations

Fairhope, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stm Asset Management Fairhope AL 05/2009 Present
  • 05/2009 → Present
    Stm Asset Management
    Fairhope, AL
Previous Registrations
  • 2007-02-20 → 2009-05-27
    Edward Jones
    Fairhope, AL
    Fairhope, AL
    St. Louis, MO
    Daphne, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-15
S63 Uniform Securities Agent State Law Examination 2006-01-19
  • S66 Uniform Combined State Law Examination
    2007-02-15
  • S63 Uniform Securities Agent State Law Examination
    2006-01-19

View on SEC IAPD

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