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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

105 Decker Dr Suite 450, Irving, TX 75062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Dallas TX 04/2005 Present
Raymond James Financial Services Advisors, Inc Dallas TX 01/2009 Present
Cadent Capital, Llc Irving TX 06/2011 Present
Other Businesses

(1)Name of Business: Cadent Capital, LLC Address: 105 Decker Ct, Suite 450, Irving, TX, 75062, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/30/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-24
  • S66 Uniform Combined State Law Examination
    2005-06-24
Designations
Other Names
  • Taylor Ann Steele

View on SEC IAPD

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