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Robert Walker Heagney

Ameriprise Financial Services, LLC

New Haven, CT

Milford, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-10-02
  • CT RA
    APPROVED
    Since 2020-10-02

Branch Locations

157 Church St Fl 19Th, New Haven, CT 06510 • United States

Milford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Savona Financial Services Old Saybrook CT 10/2006 10/2020
Cetera Advisor Networks Llc El Segundo CA 11/2013 10/2020
Ameriprise Financial Services Inc New Haven CT 10/2020 10/2020
Ameriprise Financial Services, Llc New Haven CT 03/2020 03/2020
Ameriprise Financial Services, Llc. New Haven CT 10/2020 Present
Previous Registrations
  • 2013-11-11 → 2020-10-06
    Cetera Wealth Services, Llc
    Tarrytown, NY
    New Haven, CT
  • 2006-10-16 → 2013-11-08
    Harvest Capital Advisors, Llc
    Avon, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
  • S66 Uniform Combined State Law Examination
    2005-11-21

View on SEC IAPD

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