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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-17
MS RA APPROVED 2010-04-20
  • TX RA
    APPROVED_RES
    Since 2020-01-17
  • MS RA
    APPROVED
    Since 2010-04-20

Branch Locations

201 Commerce Street, Tupelo, MS 38804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Tupelo MS 03/2010 Present
Mml Investors Services, Llc Tupelo MS 03/2010 Present
Previous Registrations
  • 2007-04-09 → 2010-04-05
    Tupelo, MS
  • 2006-11-02 → 2007-04-02
    Pfic Advisors, Inc.
    Tupelo, MS
    Franklin, TN
  • 2003-07-10 → 2006-09-07
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-03 → 2003-07-10
    Amsouth Investment Services, Inc.
    Tupelo, MS
    Tupelo, MS
Other Businesses

Name: Louis Holmes LLC, Inv Rel: Y Addr: 201 Commerce Street, Tupelo MS 38804 Nature: Life, health, DI Insurance Sales Position: Agent Start: 11/2005 No hr/mo: 1 No hr/mo dur trading: 0 (2)Name: Parkgate Health Services, Inc Inv Rel: N Addr: 150 South Industrial Rd Tupelo MS 38801 Nature: Board service Position: Board member Start: 6/20/2018 No hr/mo: 1 No hr/mo dur trading: 0 (3) Name: Longview Planning Partners, LLC Inv Rel: Y Addr: 201 Commerce Street, Tupelo, MS. 38804 Nature: LLC to capture revenue and pay DBA expenses Position: Sales, Partner Start: 8/01/2018 No hr/mo: 15 No hr/mo dur trading: 10 (4) Name: Cynthia R. Holmes Family Trust Inv Rel: Y Addr: Residential address Nature: Trustee Position: Trustee Start: 4/15/2016 No hr/mo: 1 No hr/mo dur trading: 0 (5) Name: Heirs of Sherlock, LLC Inv Rel: Y Add: Residential Nature: Residential rental property Position: Member Start Date: 10/13/2023 No Hrs/Mo: 1 No Hrs/Mo Dur Trading:0 Duties: To collect monthly rent and assure all insurance is in force for the property (6) Name: Strand 3 LLC Inv Rel: Y Add: 1837 Pecan Grove Tupelo, MS, 38801 Nature: Purchasing an office building Position: Member/Owner Start Date: 11/03/2025 No. Hr/Mo: 1 No. Hr/Mo During Sec Trading: 1 Duties: To review and purchase the real estate as well as assist in renovations needed for the building. (7) Name: Louis Holmes, LLC Inv Rel: Y Add: 201 Commerce Street, Tupelo MS 38804 Nature: Owner of LLC for record keeping purposes Position: Member Start Date: 05/16/2014 No. Hr/Mo: 2 No. Hr/Mo During Sec Trading: 0 Duties: Manage and track income and expenses and maintain supporting financial records.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-07
S63 Uniform Securities Agent State Law Examination 2000-02-29
  • S66 Uniform Combined State Law Examination
    2001-05-07
  • S63 Uniform Securities Agent State Law Examination
    2000-02-29
Other Names
  • William Louis Holmes
  • Louis Holmes

View on SEC IAPD

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