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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
  • TX RA
    APPROVED
    Since 2026-06-05

Branch Locations

9800 Richmond Ave Ste 140, Houston, TX 77042 • United States

3555 S Culpepper Cir Ste 100, Springfield, MO 65804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Harvey LA 08/2014 05/2018
Aaa Insurance Co Baton Rouge LA 01/2020 07/2021
Liberty Mutual Insurance Boston MA 02/2022 12/2025
Self Employed Baton Rouge LA 06/2018 12/2019
Mutual Of Omaha Investor Services Inc Omaha NE 12/2025 Present
Self Employed Baton Rouge LA 08/2021 01/2022
Mutual Of Omaha Insurance Company Houston TX 12/2025 Present
  • 08/2014 → 05/2018
    Allstate Insurance Co
    Harvey, LA
  • 01/2020 → 07/2021
    Aaa Insurance Co
    Baton Rouge, LA
  • 02/2022 → 12/2025
    Liberty Mutual Insurance
    Boston, MA
  • 06/2018 → 12/2019
    Self Employed
    Baton Rouge, LA
  • 12/2025 → Present
    Omaha, NE
  • 08/2021 → 01/2022
    Self Employed
    Baton Rouge, LA
  • 12/2025 → Present
    Mutual Of Omaha Insurance Company
    Houston, TX
Previous Registrations
  • 2014-08-12 → 2018-05-15
    Harvey, LA
    Kenner, LA
    Marrero, LA
  • 2012-07-27 → 2014-08-01
    St Louis, MO
    New Orleans, LA
    Metairie, LA
  • 2010-10-07 → 2011-10-31
    Chase Investment Services Corp.
    Harvey, LA
    Des Allemands, LA
    New Orleans, LA
    Marrero, LA
Other Businesses

INSURANCE AGENT- START DATE 2018 NON INVESTMENT RELATED LIFE, HEALTH, AND ANNUITY LINES OF BUSINESS 5 HRS PER WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-04
S63 Uniform Securities Agent State Law Examination 2026-05-16
S66 Uniform Combined State Law Examination 2010-10-02
  • S65 Uniform Investment Adviser Law Examination
    2026-06-04
  • S63 Uniform Securities Agent State Law Examination
    2026-05-16
  • S66 Uniform Combined State Law Examination
    2010-10-02
Other Names
  • Shawndra Candice Smith
  • Shawndra C Mccullum
  • Shawndra C Rodriguez

View on SEC IAPD

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