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Benjamin Bantug Almeda

Hightower Advisors, LLC

Chicago, IL

Fresno, TX

CRD 4804925

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-04
  • TX RA
    APPROVED
    Since 2024-12-04

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Fresno, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Westlake TX 04/2016 06/2024
Charles Schwab & Co., Inc. Westlake TX 12/2022 11/2024
Td Ameritrade Investment Management, Llc Westlake TX 01/2023 06/2024
Hightower Advisors, Llc Fresno TX 12/2024 Present
Previous Registrations
  • 2022-01-26 → 2024-11-30
    Southlake, TX
    New York City, NY
    Westlake, TX
  • 2016-05-13 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Bellevue, WA
    Southlake, TX
    Westlake, TX
  • 2016-05-13 → 2022-10-14
    Td Ameritrade, Inc.
    Bellevue, WA
    Westlake, TX
    Westlake, TX
  • 2014-06-24 → 2016-04-25
    Issaquah, WA
  • 2013-01-31 → 2014-06-16
    Td Ameritrade, Inc.
    Bellevue, WA
  • 2013-01-31 → 2014-06-16
    Td Ameritrade Investment Management, Llc
    Bellevue, WA
  • 2012-09-28 → 2013-01-17
    Houston, TX
  • 2004-07-08 → 2007-02-02
    Orlando, FL
    Orlando, FL
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-01
S63 Uniform Securities Agent State Law Examination 2011-02-16
  • S66 Uniform Combined State Law Examination
    2011-09-01
  • S63 Uniform Securities Agent State Law Examination
    2011-02-16
Designations
  • Certified Financial Planner
Other Names
  • Benjamin Bantug Almeda
  • Benjamin Bantug Almeda
  • Ben Bantug Almeda
  • Benjamin Bantug Almeda

View on SEC IAPD

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