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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-09-18
  • NC RA
    APPROVED
    Since 2012-09-18

Branch Locations

201 N Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Charlotte NC 07/2012 Present
Fifth Third Securities Charlotte NC 07/2012 Present
  • 07/2012 → Present
    Fifth Third Bank
    Charlotte, NC
  • 07/2012 → Present
    Fifth Third Securities
    Charlotte, NC
Previous Registrations
Other Businesses

THREE EAGLE VENTURES, LLC - INVESTMENT RELATED - 3030 NEBRASKA DRIVE, STE 201, SANTA MONICA, CA 940404 - CO-OWNER - WILL NOT INTERFERE WITH DUTIES AT FIRM - NO ACTIVE DUTIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-14
  • S66 Uniform Combined State Law Examination
    2006-02-14
Other Names
  • Curtis Baker

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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