Michael Norman Bernier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-25
TX	RA	APPROVED	2024-10-23

CA RA
APPROVED

Since 2024-10-25
TX RA
APPROVED

Since 2024-10-23

Branch Locations

Poway, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

4707 Executive Dr, Suite 250, San Diego, CA 92121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Pure Financial Advisors, Inc.	San Diego	CA	02/2010	01/2019
Canter Wealth	San Diego	CA	01/2019	10/2024
Lpl Financial Llc	San Diego	CA	10/2024	Present

02/2010 → 01/2019

Pure Financial Advisors, Inc.

San Diego, CA
01/2019 → 10/2024

Canter Wealth

San Diego, CA
10/2024 → Present

Lpl Financial Llc

San Diego, CA

Previous Registrations

2019-01-18 → 2024-11-21

Canter Wealth

La Jolla, CA
2010-02-18 → 2019-01-21

Pure Financial Advisors, Llc

San Diego, CA
2005-05-17 → 2013-04-02

Financial Designs Ltd.

San Diego, CA

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-14

S66 Uniform Combined State Law Examination

2005-01-14

Designations

Certified Financial Planner

Other Names

Mike Bernier

View on SEC IAPD