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John Philip Illingworth

Transamerica Retirement Advisors, LLC

Carmel, IN

CRD 4804659

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-03-01
  • IN RA
    APPROVED
    Since 2022-03-01

Branch Locations

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities Inc Carmel IN 07/2016 10/2017
Protective Life Insurance Carmel IN 07/2016 10/2017
American United Life Indianapolis IN 11/2017 02/2022
Oneamerica Securities Indianapolis IN 12/2017 02/2022
Transamerica Life Insurance Company Carmel IN 02/2022 Present
Transamerica Investors Securities Corporation Carmel IN 02/2022 Present
  • 07/2016 → 10/2017
    Proequities Inc
    Carmel, IN
  • 07/2016 → 10/2017
    Protective Life Insurance
    Carmel, IN
  • 11/2017 → 02/2022
    American United Life
    Indianapolis, IN
  • 12/2017 → 02/2022
    Oneamerica Securities
    Indianapolis, IN
  • 02/2022 → Present
    Transamerica Life Insurance Company
    Carmel, IN
  • 02/2022 → Present
    Transamerica Investors Securities Corporation
    Carmel, IN
Previous Registrations
  • 2017-12-18 → 2022-02-24
    Indianapolis, IN
  • 2014-10-17 → 2016-07-08
    Carmel, IN
    Carmel, IN
  • 2010-07-12 → 2012-02-27
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
  • 2007-07-16 → 2008-08-26
    Marlborough, MA
    Maryland Heights, MO
Other Businesses

Board Member: Indiana State University Scott College of Business Young Professionals Board

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-16
S63 Uniform Securities Agent State Law Examination 2006-03-02
  • S66 Uniform Combined State Law Examination
    2014-10-16
  • S63 Uniform Securities Agent State Law Examination
    2006-03-02
Other Names
  • John Philip Illingworth
  • John Philip Illingworth

View on SEC IAPD

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