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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-24
FL RA APPROVED 2023-04-04
  • TX RA
    APPROVED_RES
    Since 2025-04-24
  • FL RA
    APPROVED
    Since 2023-04-04

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

1860 S 8Th St, Fernandina Beach, FL 32034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
M&I Financial Advisors Inc. Brownsburg IN 04/2012 11/2018
Bmo Harris Financial Advisors, Inc. Brownsburg IN 08/2012 11/2018
Pnc Investments Pittsburgh PA 11/2018 04/2023
Wells Fargo Clearing Services, Llc Jacksonville FL 04/2023 Present
  • 04/2012 → 11/2018
    M&I Financial Advisors Inc.
    Brownsburg, IN
  • 08/2012 → 11/2018
    Bmo Harris Financial Advisors, Inc.
    Brownsburg, IN
  • 11/2018 → 04/2023
    Pnc Investments
    Pittsburgh, PA
  • 04/2023 → Present
    Jacksonville, FL
Previous Registrations
  • 2018-11-14 → 2023-04-05
    Avon, IN
    Brownsburg, IN
    Danville, IN
    Crawfordsville, IN
    Plainfield, IN
    Danville, IN
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
  • 2012-08-01 → 2018-11-02
    Bmo Harris Financial Advisors, Inc.
    Mooresville, IN
    Brownsburg, IN
    Martinsville, IN
    Martinsville, IN
    Brownsburg, IN
    Rushville, IN
    Tipton, IN
    Plainfield, IN
    Avon, IN
  • 2012-05-08 → 2012-08-01
    M&I Financial Advisors, Inc
    Brownsburg, IN
  • 2007-07-19 → 2012-04-26
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
    Plainfield, IN
    Orleans, IN
    Bloomington, IN
    Indianapolis, IN
    Brownsburg, IN
    Indianapolis, IN
    Greenwood, IN
    Camby, IN
    Brownsburg, IN
    Orleans, IN
    Avon, IN
    Indianapolis, IN
  • 2005-12-07 → 2007-07-06
    Chase Investment Services Corp.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-02
  • S66 Uniform Combined State Law Examination
    2004-07-02
Other Names
  • Greg Vayhinger
  • Gregory Lewis Vayhinger

View on SEC IAPD

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