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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-24 |
| FL | RA | APPROVED | 2023-04-04 |
Branch Locations
1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States
1860 S 8Th St, Fernandina Beach, FL 32034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&I Financial Advisors Inc. | Brownsburg | IN | 04/2012 | 11/2018 |
| Bmo Harris Financial Advisors, Inc. | Brownsburg | IN | 08/2012 | 11/2018 |
| Pnc Investments | Pittsburgh | PA | 11/2018 | 04/2023 |
| Wells Fargo Clearing Services, Llc | Jacksonville | FL | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-02 |
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