Michael Jeffrey Franks

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Camberidge Investment Research, Inc
  Fairfield, IA
• 08/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-01-12 → 2011-08-22
  Mml Investors Services, Llc
  Annapolis, MD
  Rockville, MD
  Glenlg, MD
  Baltimore, MD
  Timonium, MD
  Rockville, MD
  Rockville, MD

Other Businesses

1) FRANKS FINANCIAL & INSURANCE PLANNING - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) MON JAN ASSOCIATES 10711 RED RUN BLVD, STE 101 OWWINGS MILLS, MD 21117. BEGAN 06/01/1984 AS LIMITED PARTNER. NOT INVESTMENT RELATED. DEVOTES 0 HRS. NONE DURING TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/16/2011

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-24
• S63 Uniform Securities Agent State Law Examination
  2005-03-03

Designations

• Chartered Financial Consultant

Other Names

• Michael Franks
• Michael Franks