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2236 Woodcreek, Carrollton, TX 75006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2013 | 05/2019 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2013 | 05/2019 |
| Komons Financial, Llc | Carrollton | TX | 05/2019 | Present |
1. BREEDING LABRADOR RETRIEVER PUPPIES -FROM RESIDENTIAL ADDRESS - 5 HOURS NO SECURITIES - SINCE 5/2011 2. INDEPENDENT INSURANCE AGENT SELLING DISABILITY, FIXED ANNUITIES, LIFE, ACCIDENT, HEALTH, LTC, MEDICARE RELATED PRODUCTS, P&C FROM BUSINESS ADDRESS FOR 1 WKDY AND 1 EVE/WKND HRS/WK SINCE 4/2011. 3. BNI CENTRAL BUSINESS, 8250 N. CENTRAL EXPRESSWAY, DALLAS, TX 75206. BEGAN 4/23/2014 AS VICE PRESIDENT. NOT INVESTMENT RELATED. DEVOTES 1 HOUR/WEEK, 1 HOUR DURING TRADING. NON-PROFIT ORGANIZAION. 4. DELTA SIGMA PHI ALUMNI CONTROL BOARD, 929 MAPLE STREET, DENTON, TX 76201. BEGAN 7/1/2014 AS ALUMNI. NOT INVESTMENT RELATED. DEVOTES 3 HOURS/MONTH, NONE DURING TRADING. NON-PROFIT ORGANIZATION. 5.CATERING PRIVATE EVENTS, CARROLLTON, TX, 10/2017. NIR - 0 HRS. 6.AMERICAN KENNEL CLUB RETRIEVER FIELD TRIAL JUDGE, CARROLLTON, TX, 11/2017. NIR - 16/YR - 0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-11 |
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