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Christian Robert Brown

Key Investment Services LLC

Brooklyn, OH

Syracuse, NY

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-18
  • NY RA
    APPROVED
    Since 2022-07-18

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

3413 West Genesee St., Syracuse, NY 13219-2017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securitis, Inc Fairmount NY 12/2010 06/2021
Lpl Financial Llc Auburn NY 06/2021 07/2022
Lpl Financial Llc Auburn NY 06/2021 07/2022
Key Investment Services Llc Brooklyn OH 07/2022 Present
Previous Registrations
  • 2021-06-09 → 2022-07-27
    Lpl Financial Llc
    Syracuse, NY
    Syracuse, NY
    Auburn, NY
    Camillus, NY
    Skaneateles, NY
    Baldwinsville, NY
  • 2011-12-01 → 2021-06-09
    M&T Securities, Inc.
    Rochester, NY
    Syracuse, NY
    Syracuse, NY
    Baltimore, MD
    Syracuse, NY
    Auburn, NY
    Auburn, NY
    Elbridge, NY
    Camillus, NY
    Jamesville, NY
    Syracuse, NY
    Cheektowaga, NY
    Auburn, NY
    Ithaca, NY
    Ithaca, NY
    Camillus, NY
    Lafayette, NY
    Syracuse, NY
    Seneca Falls, NY
    Syracuse, NY
    Skaneateles, NY
    Syracuse, NY
    Syracuse, NY
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-29
S63 Uniform Securities Agent State Law Examination 2004-06-25
  • S65 Uniform Investment Adviser Law Examination
    2011-11-29
  • S63 Uniform Securities Agent State Law Examination
    2004-06-25

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC

Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

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