Robert Alexander Long Leland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 01/2024
  Ameriprise Financial Services, Inc.
  Redwood Shores, CA
• 01/2024 → Present
  Lpl Financial Llc
  San Mateo, CA

Previous Registrations

• 2004-09-02 → 2024-01-24
  Ameriprise Financial Services, Llc
  Redwood City, CA
  Redwood Shores, CA

Other Businesses

1- 01/18/2024 - Fixed Insurance - Non-Variable Insurance - Investment Related - various insurance companies - Start Date:01/18/2024 - 3 hrs mnth / 1 hrs during trading 2-01/18/2024 - Maven Lane Financial Group - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/18/2024 - 200 Hrs/Mth - 8 Hrs During Trading. 3) 08/08/2025 - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date:07/15/2025 - 3 Hrs/Mth - 1 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-01

Other Names

• Robert Alexander Long Leland