Brett James Clark

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Morgantown, WV
• 03/2020 → 08/2025
  Ameriprise Financial Services, Llc
  Morgantown, WV
• 08/2025 → Present
  Lpl Financial Llc
  Morgantown, WV

Previous Registrations

• 2012-05-23 → 2025-08-28
  Ameriprise Financial Services, Llc
  Morgantown, WV
  Morgantown, WV
• 2007-05-01 → 2008-11-04
  Guggenheim Investments
  Chicago, IL

Other Businesses

1. 07/2025 - Expedition Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 120 Hour(s)/Month - 80 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 08/20/2025. 2. 07/2025 - Theodre Rex Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 120 Hour(s)/Month - 120 Hour(s) During Trading - Morgantown WV 26508 - OBA Start Date: 01/01/2020.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-07
• S66 Uniform Combined State Law Examination
  2007-04-30