John Robert Monaco

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → Present
  John R. Monaco, Cpa Pc
  Jericho, NY
• 01/2000 → 09/2025
  Avantax Investment Services, Inc.
  Jericho, NY
• 01/2002 → 09/2025
  Avantax Advisory Services
  Jericho, NY
• 11/2008 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Patterson, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Patterson, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-09 → 2025-09-05
  Avantax Advisory Services
  Patterson, NY

Other Businesses

1) John R. Monaco, CPA, PC~16 Mt. Ebo Rd S Ste 14~Brewster~NY~10509~Accounting/Bookkeeping (No Tax Preparation)~President~9/1/2009~400hrs~8hrs~Trusted Advisor using the 8 Wealth Management Tools. 2) JOHN MONACO POSITION: Sales Broker NATURE: Appointed as a health insurance sales rep for MVP Health Care. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 ADDRESS: 2190 Rt 22, Patterson NY 12563-5907, United States DESCRIPTION: Sales of health insurance. Currently for my own account 3)JOHN R. MONACO & COMPANY POSITION: Owner NATURE: This is a DBA merging my accounting/tax practice and my investment services business for advertising purposes only INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2018 ADDRESS: 2190 Rt 22, Patterson NY 12563-5907, United States DESCRIPTION: This dba is just for advertising purposes. No official business conducted.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-02-04

Designations

• Personal Financial Specialist