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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-01-22 |
| TX | RA | APPROVED | 2012-12-19 |
Branch Locations
151 Regions Way, Suite 2C, Destin, FL 32541 • United States
130 Baywind Drive, Niceville, FL 32578 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Destin | FL | 12/2012 | Present |
| Private Advisor Group, Llc | Destin | FL | 12/2012 | Present |
1. 12/11/2012 - Polaris Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 01/09/2013 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP, LLC - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE - 90% OF TIME SPENT - DESTIN, FL 3. 01/15/2016 - First Protective Insurance Group - INV REL - 151 Regions Way, Suite 2C, Destin, FL 32541 - Non-Variable Insurance - START 01/10/2016 - 4 HOURS PER MONTH, 2 DURING TRADING - Wealth Advisor (producer) 4. 05/24/2016 * Private Advisor Group * Registered Investment Advisor DBA * (Hybrid) Polaris Wealth Management * inv rel * 151 Regions Way, Suite 2C, Destin, FL 32541 * I provide the following advisory services: Financial planning services. Portfolio Management for individuals and/or small businesses. Selection of other advisers (including private fund managers) Educational seminars/workshops. I am compensated for my advisory services by A percentage of assets under my management or Hourly charges. Not all IARs associated with my RIA are also securities-registered with LPL Financial. This RIA is not a DBA of my LPL business. * start 01/09/2013 * 160 hrs/mo during secs trdg hrs. 5. 01/08/2024 - Polaris Wealth Holdings, LLC - Non-Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 8/31/2023 - 5 hrs/mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-02-24 |
| S65 | Uniform Investment Adviser Law Examination | 2005-07-15 |
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