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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-01-22
TX RA APPROVED 2012-12-19
  • FL RA
    APPROVED
    Since 2013-01-22
  • TX RA
    APPROVED
    Since 2012-12-19

Branch Locations

151 Regions Way, Suite 2C, Destin, FL 32541 • United States

130 Baywind Drive, Niceville, FL 32578 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Destin FL 12/2012 Present
Private Advisor Group, Llc Destin FL 12/2012 Present
Previous Registrations
  • 2005-09-08 → 2013-01-15
    First Command Brokerage Services, Inc.
    Shalimar, FL
    Niceville, FL
    Shalimar, FL
    Shalimar, FL
  • 2005-07-19 → 2005-09-14
    First Command Bank
    Fort Worth, TX
Other Businesses

1. 12/11/2012 - Polaris Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 01/09/2013 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP, LLC - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE - 90% OF TIME SPENT - DESTIN, FL 3. 01/15/2016 - First Protective Insurance Group - INV REL - 151 Regions Way, Suite 2C, Destin, FL 32541 - Non-Variable Insurance - START 01/10/2016 - 4 HOURS PER MONTH, 2 DURING TRADING - Wealth Advisor (producer) 4. 05/24/2016 * Private Advisor Group * Registered Investment Advisor DBA * (Hybrid) Polaris Wealth Management * inv rel * 151 Regions Way, Suite 2C, Destin, FL 32541 * I provide the following advisory services: Financial planning services. Portfolio Management for individuals and/or small businesses. Selection of other advisers (including private fund managers) Educational seminars/workshops. I am compensated for my advisory services by A percentage of assets under my management or Hourly charges. Not all IARs associated with my RIA are also securities-registered with LPL Financial. This RIA is not a DBA of my LPL business. * start 01/09/2013 * 160 hrs/mo during secs trdg hrs. 5. 01/08/2024 - Polaris Wealth Holdings, LLC - Non-Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 8/31/2023 - 5 hrs/mo During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-02-24
S65 Uniform Investment Adviser Law Examination 2005-07-15
  • S63 Uniform Securities Agent State Law Examination
    2007-02-24
  • S65 Uniform Investment Adviser Law Examination
    2005-07-15
Designations
Other Names
  • Hu Ross
  • Hubert Anthony Ross
  • Hubert Anthony Ross

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