Janice Nadine Borsch

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1993 → Present
  Janice N Borsch, Cpa
  Santa Maria, CA
• 12/2011 → 09/2025
  Avantax Investment Services, Inc.
  Santa Maria, CA
• 12/2011 → 09/2025
  Avantax Insurance Agency, Llc
  Santa Maria, CA
• 03/2012 → 09/2025
  Avantax Advisory Services
  Santa Maria, CA
• 08/2014 → Present
  Bt Wealth Management Services Inc
  Santa Maria, CA
• 10/2017 → Present
  Dan Borsch Insurance Agency
  Santa Maria, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Santa Maria, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-03-08 → 2025-09-05
  Avantax Advisory Services
  Santa Maria, CA
• 2006-03-03 → 2011-12-31
  1St Global Advisors Inc
  Santa Maria, CA

Other Businesses

1) BT Wealth Management Services, Inc~5075 S Bradley Road, Suite 115~Santa Maria~CA~93455~Accounting/Bookkeeping (No Tax Preparation)~Director/Officer~8/5/2014~173hrs~87hrs~Officer - Daily management of office, responsible for tax preparation, accounting and all associated activities. 2) DAN BORSCH INSURANCE AGENCY~937 E MAIN STREET, STE 104~SANTA MARIA~CA~93454~Insurance Agent~Other~10/1/2017~1hrs~0hrs~Referral to son for Health Insurance - He is splitting commissions with me for referrals. 3) Ian M Hassett Foundation~938 Sunflower Court~Santa Maria~CA~93455~Board Position/Officer~Other~12/1/2018~1hrs~0hrs~Board Director - duties include meeting with other board members, attend and participate in fundraising events, vote on proposals presented to the board. 4) JANICE N BORSCH, CPA POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/1993 ADDRESS: 1145 East Clark Avenue, Suite E, Santa Maria CA 93455, United States DESCRIPTION: Provide accounting and tax preparation services for clients 5) JRE AND MGE TRUST B POSITION: Trustee NATURE: Trustee for the trust - investments are held at Avantax for the beneficiaries with another advisor. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2024 ADDRESS: 5735 El Camino Real, Ste J, Atascadero CA 93422, United States DESCRIPTION: Accounting, tax preparation and paying bills from the trust bank account on behalf of the trust beneficiaries.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-28