Harvey Neil Nuttall

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 07/2018
  New York Life
  Okemos, MI
• 07/2004 → 07/2018
  Nylife Securities Inc
  Okemos, MI
• 02/2015 → 07/2018
  Eagle Strategies Llc
  Grand Rapids, MI
• 07/2018 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 07/2018 → Present
  Spc
  Ann Arbor, MI

Previous Registrations

• 2015-03-02 → 2018-07-20
  Eagle Strategies Llc
  Grand Rapids, MI
  Ada, MI

Other Businesses

1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. Sale of health insurance (Individual and Group) and Medicare insurance. Start date: 10/15/18, approx. 8 hrs/mo with 80% during mkt hrs. 2. Board member - Ada Township Zoning Board of Appeals, Ada, MI. Sit on the Ada Township Zoning Board of Appeals and vote on zoning variance applications. Start date 07/2017, approx. 2 hrs/mo; none during mkt hrs. Not investment related. 3. Vice President of Board for the Deutsche Marques Car Show Board, Hickory Corners, MI. As VP, I'm involved in obtaining sponsorships for the event and coordinating the events which are held twice a year (July and October). Start date: 1/1/26, approx. 2-3 hrs/mo in spring and 1-2 hrs/mo during late summer, none during mkt hrs. INV REL: N 4, DBA - Lancashire Wealth Management, LLC, Grand Rapids, MI. Name used for my securities practice with services offered through Sigma Financial Corporation and SPC. Start date: 5/1/25, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-10-21

Designations

• Chartered Financial Consultant