Jorge Carlos Garrido

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 08/2019
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 11/2012 → 08/2019
  Kovack Advisors, Inc.
  Fort Lauderdale, FL
• 08/2019 → 06/2025
  Lpl Financial Llc
  Wellington, FL
• 06/2025 → Present
  Mml Investors Services, Llc
  Ft Lauderdale, FL
• 06/2025 → Present
  Massmutual Life Insurance Company
  Ft Lauderdale, FL

Previous Registrations

• 2019-08-21 → 2025-06-23
  Lpl Financial Llc
  Wellington, FL
  Stuart, FL
  Wellington, FL
• 2013-10-07 → 2019-08-22
  Kovack Advisors, Inc.
  Delray Beach, FL
  Plantation, FL
  Wellington, FL
  Ft. Lauderdale, FL
• 2008-06-05 → 2011-02-03
  Equitable Advisors, Llc
  Ft. Lauderdale, FL
  Ft. Lauderdale, FL
  Boca Raton, FL
  Fort Lauderdale, FL
• 2004-11-04 → 2008-06-03
  Msi Financial Services, Inc.
  Fort Lauderdale, FL
  Plantation, FL
  Plantation, FL
  Plantation, FL
• 2002-02-26 → 2004-09-25
  Mml Investors Services, Llc
  Ft. Lauderdale, FL

Other Businesses

(1)NAME: PALM BEACH COUNTY CRIMINAL JUSTICE COMMISSION INV REL: Y ADD: 301 N. OLIVE AVENUE, WEST PALM BEACH, FL 33401 NATURE: BOARD SERVICE POSITION: TREASURER START DATE: 06/16/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 4 DUTIES: PROVIDE MONTHLY REPORTS TO THE BOARD WHICH ARE PREPARED BY COUNTY STAFF (2)NAME: THE HISPANIC VOTE OF PALM BEACH COUNTY INV REL: Y ADD: 1103 HAYS STREET, TALLAHASSEE, FL 32301 NATURE: BOARD SERVICE POSITION: CHAIRMAN START DATE: 06/16/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DUTIES: ADVOCATE FOR HISPANIC VOTERS (3)NAME: FINANCIAL MANAGEMENT STRATEGIES INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OWNER/PRESIDENT OF DBA FOR MMLIS BUSINESS POSITION: PRESIDENT/OWNER START DATE: 06/16/2025 NO. HR/MO: 180 NO. HR/MO DURING SEC TRADING: 90 DUTIES: INVESTMENT ADVISORY AND BROKERAGE BUSINESS (4)NAME: JORGE C. GARRIDO INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 06/16/2025 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PROPERT AND CASUALTY, LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-10-03
• S63 Uniform Securities Agent State Law Examination
  2000-08-04