Kara C Bailys

Citigroup Global Markets Inc.

Jacksonville, FL

Saint Johns, FL

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-08-24

FL RA
APPROVED

Since 2022-08-24

Branch Locations

Citi Wealth Management, Supervision 14000 Citi Cards Way, Bldg C2, Jacksonville, FL 32258 • United States

Saint Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	07/2013	07/2022
Citigroup	Jacksonville	NY	07/2022	Present

07/2013 → 07/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
07/2022 → Present

Citigroup

Jacksonville, NY

Previous Registrations

2014-06-18 → 2022-07-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Jacksonville, FL

Jacksonville, FL

Pennington, NJ
2010-01-13 → 2010-12-21

Cambridge Investment Research Advisors, Inc.

Ponte Vedra Beach, FL
2005-04-15 → 2009-12-31

Osaic Fa, Inc.

Ponte Vedra Beach, FL

Jacksonville, FL

Jacksonville Beach, FL
2004-09-27 → 2005-02-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-16

S66 Uniform Combined State Law Examination

2014-05-16

Other Names

Kara C Duggan
Kara Cristin Duggan
Kara Cristin Duggan
Kara Cristin Bailys

View on SEC IAPD

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