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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-08-18 |
| TX | RA | APPROVED_RES | 2020-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Owosso | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Owosso | MI | 11/2016 | 08/2020 |
| Stifel Nicolaus & Co Inc | Owosso | MI | 08/2020 | Present |
1. Oak Hill Cemetery; 1101 S Washington St, Owosso, MI 48867; President; Oversee cemetery operations; 01/01/2015; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-28 |
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