Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-08-18
TX RA APPROVED_RES 2020-08-13
  • MI RA
    APPROVED
    Since 2020-08-18
  • TX RA
    APPROVED_RES
    Since 2020-08-13

Branch Locations

1865 East M 21, Owosso, MI 48867 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Owosso MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Owosso MI 11/2016 08/2020
Stifel Nicolaus & Co Inc Owosso MI 08/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Owosso, MI
  • 11/2016 → 08/2020
    Owosso, MI
  • 08/2020 → Present
    Stifel Nicolaus & Co Inc
    Owosso, MI
Previous Registrations
Other Businesses

1. Oak Hill Cemetery; 1101 S Washington St, Owosso, MI 48867; President; Oversee cemetery operations; 01/01/2015; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-28
  • S66 Uniform Combined State Law Examination
    2004-07-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Owosso, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor