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Andrew David Carrolus

Janney Montgomery Scott LLC

York, PA

CRD 4802110

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-02
TX RA APPROVED_RES 2014-10-08
NC RA APPROVED 2011-01-04
MI RA APPROVED 2010-01-26
PA RA APPROVED 2005-04-19
  • NY RA
    APPROVED
    Since 2022-06-02
  • TX RA
    APPROVED_RES
    Since 2014-10-08
  • NC RA
    APPROVED
    Since 2011-01-04
  • MI RA
    APPROVED
    Since 2010-01-26
  • PA RA
    APPROVED
    Since 2005-04-19

Branch Locations

1700 Westgate Drive Suite 103, York, PA 17408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc York PA 05/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-05
  • S66 Uniform Combined State Law Examination
    2004-08-05
Designations
  • Certified Financial Planner
Other Names
  • Andrew Carrolus

View on SEC IAPD

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