William Dickinson Linas

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-02-22
TX	RA	APPROVED_RES	2019-02-22

CA RA
APPROVED

Since 2019-02-22
TX RA
APPROVED_RES

Since 2019-02-22

Branch Locations

San Clemente, CA • United States

400 Spectrum Center Drive, Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Laguna Hills	CA	09/2009	02/2019
Stifel Nicolaus & Co Inc	Irvine	CA	02/2019	Present

09/2009 → 02/2019

Bank Of America, N.A.

Laguna Hills, CA
02/2019 → Present

Stifel Nicolaus & Co Inc

Irvine, CA

Previous Registrations

2004-09-02 → 2019-02-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA

Laguna Hills, CA

Other Businesses

1. Rental Property; 138 Avenida Sierra, San Clemente, CA 92672; Single family house rental; Landlord; Manage the property; 05/01/2012; 3.00 Hour(s) Per Month; Not during securities trading hours; Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-01

S66 Uniform Combined State Law Examination

2004-09-01

Other Names

William Linas

View on SEC IAPD