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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-09-22
FL RA APPROVED 2017-10-16
TX RA APPROVED_RES 2016-10-27
IL RA APPROVED 2008-11-07
  • WI RA
    APPROVED
    Since 2020-09-22
  • FL RA
    APPROVED
    Since 2017-10-16
  • TX RA
    APPROVED_RES
    Since 2016-10-27
  • IL RA
    APPROVED
    Since 2008-11-07

Branch Locations

2601 Reid Farm Rd Suite A, Rockford, IL 61114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Rockford IL 11/2008 Present
Previous Registrations
  • 2007-04-19 → 2008-11-10
    Ameriprise Advisor Services, Inc.
    St. Charles, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-04
S63 Uniform Securities Agent State Law Examination 2004-07-22
  • S65 Uniform Investment Adviser Law Examination
    2006-12-04
  • S63 Uniform Securities Agent State Law Examination
    2004-07-22

View on SEC IAPD

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