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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-08-19
  • TX RA
    APPROVED
    Since 2004-08-19

Branch Locations

17802 W Interstate 10, San Antonio, TX 78257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 04/2004 Present
Bank Of America, N.A. San Antonio TX 06/2011 Present
Other Businesses

I*2032297, Entity Type: Entity Charitable Name of OBA: Creative Arts Conservatory Address: San Antonio, TX 78255 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/03/2024 No Hours: 12 No Hours during trading: 0 Duties: To guide fundraising and scholarship application process I*2038266, Entity Type Fiduciary, Name of OBA: SMB IRA FBO SMB Address: Hineston, Louisiana, 71438, Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 08-Oct-2024 No Hours: 1 yearly No Hours during trading: 1 yearly Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-18
  • S66 Uniform Combined State Law Examination
    2004-08-18
Other Names
  • Tiffany Mock
  • Tiffany Anne Mock
  • Tiffany M Briggs

View on SEC IAPD

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