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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-04-10
  • VA RA
    APPROVED
    Since 2017-04-10

Branch Locations

10800 Midlothian Turnpike Ste 134, Richmond, VA 23235 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty, Inc Richmond VA 08/1993 Present
Bankers Life Securities, Inc. Richmond VA 05/2016 Present
Bankers Life Advisory Services, Inc Richmond VA 04/2017 Present
  • 08/1993 → Present
    Bankers Life & Casualty, Inc
    Richmond, VA
  • 05/2016 → Present
    Bankers Life Securities, Inc.
    Richmond, VA
  • 04/2017 → Present
    Richmond, VA
Previous Registrations
  • 2011-08-09 → 2016-05-27
    Concourse Financial Group Securities, Inc.
    Richmond, VA
    Charlotte, NC
    Birmingham, AL
Other Businesses

BANKERS LIFE & CASUALTY CO. POSITION: BRANCH SALES MANAGER NATURE: INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 4 START DATE: 01/01/2012 ADDRESS: 10800 MIDLOTHIAN TURNPIKE, SUITE 134, RICHMOND VA 23235 DESCRIPTION: SALES MANAGER, TRAIN AND MANAGE INSURANCE AGENTS BANKERS LIFE AND CASUALTY CO. POSITION: INSURANCE AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 4 START DATE: 08/03/1993 ADDRESS: 10800 MIDLOTHIAN TURNPIKE, SUITE 134, RICHMOND, VA 23235 DESCRIPTION: SALES AND SERVICE OF NON VARIABLE INSURANCE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-05
S63 Uniform Securities Agent State Law Examination 2000-04-27
  • S66 Uniform Combined State Law Examination
    2011-07-05
  • S63 Uniform Securities Agent State Law Examination
    2000-04-27

View on SEC IAPD

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