David Michael Simpson

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 04/2018
  Morgan Stanley Smith Barney
  Richmond, VA
• 01/2015 → 04/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2018 → Present
  Wells Fargo Clearing Services, Llc
  Richmond, VA

Previous Registrations

• 2011-03-11 → 2018-04-23
  Morgan Stanley
  Richmond, VA
• 2004-08-09 → 2011-03-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, VA
  Richmond, VA

Other Businesses

SHORT PUMP MIDDLE SCHOOL; NOT INVESTMENT RELATED; GLEN ALLEN,VA; SOCCER COACH; START DATE 03/21/2022; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; COACHING SCHOOL SOCCER.

Exams

• S66 Uniform Combined State Law Examination
  2004-08-06

Other Names

• David M Simpson