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Michael Douglas Fitzgerald

Thrivent Investment Management Inc.

Madera, CA

CRD 4801707

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-03-02
  • CA RA
    APPROVED
    Since 2005-03-02

Branch Locations

Madera, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Madera CA 05/2004 Present
Thrivent Financial For Lutherans Appleton WI 03/2005 Present
Other Businesses

HORN OF AFRICA EVANGELICAL MISSION POSITION: Treasurer NATURE: Missional Church Planters. Train and send missionaries to reach the unreached people groups with the Gospel in Africa. Is a registered Christian 501c3 org. Ministry was Established in 2002. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2015 ADDRESS: PO Box 4125, Mountain View CA 94040, United States DESCRIPTION: Help with creating financial reports from bank statements for quarterly board meetings. Help with the interfacing of local churches in Fresno and Bay Area to bring awareness to ministry. I do not have any outside activity that involves check writing authorization or control of funds. Our HOA Board CPA and controller have this authorization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-09
  • S66 Uniform Combined State Law Examination
    2005-02-09
Other Names
  • Mike Fitzgerald

View on SEC IAPD

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