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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-01-24
CA RA APPROVED 2007-01-23
  • OH RA
    APPROVED
    Since 2007-01-24
  • CA RA
    APPROVED
    Since 2007-01-23

Branch Locations

835 N 21St St, Newark, OH 43055 • United States

113 N Fifth St, Ste 104, Zanesville, OH 43701-3533 • United States

199 W. Main Street, New Concord, OH 43701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Zanesville OH 01/2007 Present
  • 01/2007 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Zanesville, OH
Previous Registrations
Other Businesses

1. 01/23/2007 / COMMUNITY FINANCIAL ADVISORS / DBA / 113 N. 5th STREET, SUITE 104, ZANESVILLE, OH 43701. 2. 10/23/2014: FINANCIAL INSTITUTION DUTY - THE COMMUNITY BANK - 15 HOURS PER MONTH/10 HOURS DURING TRADING - ZANESVILLE, OH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-25
  • S66 Uniform Combined State Law Examination
    2004-06-25
Other Names
  • Christopher L Clewell
  • Chris Lee Clewell

View on SEC IAPD

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